SWIFT
Cataloging Practices Manual [CPM-610]

GUIDELINES FOR PCC AND FULL (NON-PCC) CATALOGING OF BELLES LETTRES

Special Materials & Procedures

  1. BACKGROUND

    Belles lettres material is defined in Webster?s as "literature regarded as a fine art, especially as having a purely aesthetic function". For all practical purposes, this means fiction (novels, short stories), drama and poetry. At Columbia, some belles lettres materials receive cataloging in accordance with PCC* guidelines and some receive full level (non-PCC) cataloging. Since PCC records may require extensive authority work and creation of new authority records, they will not be created for all categories of material. Code as PCC level cataloging only if all personal names and series headings are present (or created) in the National Authority File (NAF). Code as full (non-PCC) level of cataloging when at least one of the headings is not represented in the NAF. This document describes the procedures for both PCC and non-PCC cataloging of belles lettres and is intended for use as a quick reference guide, in conjunction with all other procedures and rules outlined in AACR2R (Chapters 1, 2 and 21), U.S. MARC Format for Bibliographic Description, the CPM and other cataloging documentation.

    *PCC, or the Program for Cooperative Cataloging, was established as the successor program to the National Cooperative Cataloging Program (NCCP). Its goal is to increase the number of institutions and catalogers producing quality cataloging records. A quality record, according to PCC standards, is one that is dependably usable because it requires little or no verification by someone who would like to use it. All records produced by PCC participants should be completely accurate and have complete authority work done for all headings (i.e. authority records are created at the time of cataloging if necessary).

  2. BIBLIOGRAPHIC PROCEDURES

    1. Copy cataloging

      After preliminary searching in CLIO, search each title in OCLC/RLIN for copy. If copy is found, use it according to these guidelines:

      • Catalogers trained in PCC/NACO procedures have the option to upgrade when necessary a copy to pcc level or follow the copy cataloging procedures described below
      • If an LC-MLC record is found, use it as is. Assign a call number, and add the call number to the bibliographic record in 050:4:
      • If a non-standard record is found, use it but bring it to full or pcc level. Verify the personal names according to CPM-328 and the series according to CPM-300 , CPM-308 and CPM-327 . Please note that if there is any record at all in OCLC that matches the book in hand, you must use that record to catalog the book.
        NOTE: Use vendor/foreign cataloging agency records found in OCLC or RLIN, but follow the instructions, described in the section for original cataloging.
      • If a standard record is found export it to CLIO and catalog it there according to usual copy cataloging procedures (i.e. do not upgrade the record to pcc cataloging).

    2. Original cataloging

      If no cataloging record is available create a record in OCLC or CLIO. Use the following guidelines to catalog the book:

      1. All Fixed Fields are coded. Consult MARC21 Bibliographic Format for situations not included in this brief reference chart:

        > >

        FIELD in OCLC

        FIELD in CLIO

        MEANING

        COMMENT/INSTRUCTION

        ELvl

        Encoding Level

        Encoding level

        In OCLC: PCC - Blank
        In OCLC: Full level - I
        In CLIO: Blank

        Desc

        Cataloging Form

        Descriptive cataloging form

        Enter a for AACR2

        Srce

        Cataloging Source

        Source of cataloging

        Enter c for PCC
        Enter d for non-PCC

        Ctry

        Place of Publication

        Place of publication

        Enter country code

        Lang

        Language

        Language

        Enter language code

        MRec

        Modified Record

        Modified record

        Blank

        Audn

        Audience

        Target audience

        Blank (unless specified)

        Form

        Form of Item

        Reproduction

        Use if applicable

        DtSt

        Publication Status

        Type of date

        As evident from 260 |c

        Dates

        Date 1 & Date 2

        Date(s) of publication

        As evident from 260 |c and reprint note where applicable

        Cont

        Contents

        Contents

        Enter b if bibliographical references are present

        Ills

        Illustrations

        Illustrations

        As evident from 300 |b

        Gpub

        Govt. Publication

        Government publication

        Blank for not a govt. pub.

        Biog

        Biography

        Biography

        Blank for no biographical info

        Fest

        Festschrift

        Festschrift

        0 for not a Festschrift

        Conf

        Conf. Publication

        Conference publication

        0 for not a conference pub.

        LitF

        Literary Form

        Literary Form

        Enter code for specific literary form.
        See CPM-2019

        Indx

        Index

        Index present

        0 if no index is present

      2. Variable fields

         

        FIELD

        MEANING

        COMMENT/INSTRUCTION

        020

        ISBN

        Transcribe from book

        040

        Cataloging agency

        In OCLC: do not add; ZCU will be system supplied
        In CLIO: NNC |cNNC or |dNNC

        041

        Language code

        Code if necessary

        042

        Authentication code

        pcc - only for pcc cataloging

        050

        Call number

        Indicators 4 and no work letter after date

        100

        Personal name main entry

        Make if necessary; create/verify authority heading

        240

        Uniform title

        Make if necessary; create/verify authority heading

        245

        Title / Statement of responsibility

        Transcribe from book

        246

        Varying form of title

        Provide if necessary

        250

        Edition statement

        Transcribe from book

        260

        Imprint

        Transcribe from book

        300

        Physical description

        Transcribe from book

        4XX/8XX

        Series statements and entries

        Transcribe if present and perform authority work. Trace all new series.

        655

        Genre terms

        May be added if appropriate. See notes in section 4 below.

        5XX

        Notes

        Make as required; translate if in languages other than English (except for quoted notes)

        700

        Personal name added entry

        Make if necessary; create/verify authority heading

      3. Authority work

        Search all headings (personal, uniform title and series) in the NAF in OCLC (at this time also take note of the class number for the author, if it is present in the NAF). If an exact match for the heading is found or created in the NAF, use the form of the heading and create a PCC record.

        If an exact match for a heading is not found in the NAF, transcribe the heading from the book and code the record as full (non-PCC) record or create the heading(s) in NAF and code as PCC level.

      4. Genre Terms

        LC is creating authority records for form and genre headings but this project will take a long time to complete. In the meantime, LC has confirmed that libraries creating PCC records may code form and genre headings as needed using the format 650 0 as long as there is a topical authority record for the heading.

        Example: 655 0 Greek drama, Modern.

      5. Routing

        When you create a new record, upgrade a non-standard record or perform variant edition cataloging, place the book with a copy of the bibliographic and copy holdings records along with any new authority headings, into your supervisor mailbox. Mark the top of the printout "BL review" and the headings on the printout of the bib record as either NAF checked, new, or 0 NAF.

  3. CLASSIFICATION PROCEDURES

    If there is a class number for the author in the NAF, use it in CLIO, regardless of whether or not a different number has been previously used in CLIO. Complete the call number in accordance with standard procedures.

    If the author does not yet appear in CLIO, assign the call number using the LC classification schedules, verifying the assigned number against CLIO.

    For PCC cataloging:

    If there is no class number for the author in the NAF, assign the call number using the LC classification schedules and the cutter table. Optionally, verify the assigned number against the LC shelflist and submit a local classification proposal.

    See Proposing Library of Congress classification numbers for procedure details.

  4. STATISTICS

    Count as original cataloging whenever you create a new record, upgrade a non-standard record or perform variant edition cataloging. Do not count a call number assigned for this material.

    Return to CPM Table of Contents


    Last updated: 08/23/09 kmh